毕业论文----我国证券市场的监管问题研究

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1、 我国证券市场的监管问题研究 内容摘要内容摘要：1990年12月和1991年6月，以上海、深圳两个证券交易所相继建立 为标志，中国证券市场正式诞生。经过近二十年的发展，我国证券市场发展取得 了举世瞩目的重大成就。沪、深证券交易所的交易和结算网络覆盖了全国各地； 证券市场交易技术手段处于世界先进水平，股票、基金、债券全部采用无纸化发 行和交易，法规体系逐步完善。 但是尽管如此，当前我国证券市场还有许多问题亟待解决，譬如缺乏足够的 司法力度，行政监管的缺陷，自律性监管存在的诸多问题等等，这些问题对我国 证券市场的发展带来了诸多不利影响。因此，如何进一步完善我国证券市场监管 体制，是我国证券市场监管

2、当局所面临的一个重要课题，尤其是随着我国上市股 票的全流通，证券市场监管对促进证券市场的平稳发展以及维护投资者方面的利 益意义更加重大。 本文着重从我国证券市场的现状出发，剖析了证券市场存在的主要问题，并 进一步分析了如何加强我国证券市场的监管。 关键词关键词：证券市场；证券监管；行政监管 Chinese Securities Market Regulation Research Abstract: December in 1990 and June in 1991 separately sees the establishment of the two stock exchanges in

3、Shanghai and Shenzhen, which marks the birth of Chinese security market. With nearly 20-years development, our countrys security market has achieved a great success. Trade and the network of the two stock exchanges cover all over the country; the technical means is in the advanced level in the world

4、; paperless issuance and trade have become more and more popular in stock, fund, bond exchanges; regulation system has been improved gradually. However, there are still numerous problems to be solved, such as lacking in judicial power, deficiency in administrative supervision and poor self-discipline, which has brought a lot of adverse influence. Therefore, it is an important issue that we have faced how to further improve our country security market supervision system. Especially with all th